NYTimes | Inequality of income and wealth has risen in
America since the 1970s, yet a large-scale research study recently found
that social mobility hadn’t changed much during that time. How can that
be?
The study, by researchers at Harvard and
Berkeley, tells only part of the story. It may be true that mobility
hasn’t slowed — but, more to the point, mobility has always been slow.
When you look across centuries, and at social
status broadly measured — not just income and wealth, but also
occupation, education and longevity — social mobility is much slower
than many of us believe, or want to believe. This is true in Sweden, a
social welfare state; England, where industrial capitalism was born; the
United States, one of the most heterogeneous societies in history; and
India, a fairly new democracy hobbled by the legacy of caste. Capitalism
has not led to pervasive, rapid mobility. Nor have democratization,
mass public education, the decline of nepotism, redistributive taxation,
the emancipation of women, or even, as in China, socialist revolution.
To a striking extent, your overall life
chances can be predicted not just from your parents’ status but also
from your great-great-great-grandparents’. The recent study suggests
that 10 percent of variation in income can be predicted based on your
parents’ earnings. In contrast, my colleagues and I estimate that 50 to
60 percent of variation in overall status is determined by your lineage.
The fortunes of high-status families inexorably fall, and those of
low-status families rise, toward the average — what social scientists
call “regression to the mean” — but the process can take 10 to 15
generations (300 to 450 years), much longer than most social scientists
have estimated in the past.
We came to these conclusions after examining
reams of data on surnames, a surprisingly strong indicator of social
status, in eight countries — Chile, China, England, India, Japan, South
Korea, Sweden and the United States — going back centuries. Across all
of them, rare or distinctive surnames associated with elite families
many generations ago are still disproportionately represented among
today’s elites.
Does this imply that individuals have no
control over their life outcomes? No. In modern meritocratic societies,
success still depends on individual effort. Our findings suggest,
however, that the compulsion to strive, the talent to prosper and the
ability to overcome failure are strongly inherited. We can’t know for
certain what the mechanism of that inheritance is, though we know that
genetics plays a surprisingly strong role. Alternative explanations that
are in vogue — cultural traits, family economic resources, social
networks — don’t hold up to scrutiny.
Because our findings run against the
intuition that modernity, and in particular capitalism, has eroded the
impact of ancestry on a person’s life chances, I need to explain how we
arrived at them.
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